SFC Licences of LI Kim Man 李劍文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard International Asset Management Limited 標準國際資產管理有限公司 RO 9 24 January 2024
Standard International Asset Management Limited 標準國際資產管理有限公司 RO 4 24 January 2024
Open Securities Limited 開盤證券有限公司 RO 1 12 May 2022 12 October 2023
Open Securities Limited 開盤證券有限公司 RO 4 18 January 2022 12 October 2023
Open Asset Management Limited 開盤資産管理有限公司 RO 9 18 January 2022 12 October 2023
Open Asset Management Limited 開盤資産管理有限公司 RO 4 18 January 2022 12 October 2023
Open Securities Limited 開盤證券有限公司 RE 4 25 November 2021 18 January 2022
Open Asset Management Limited 開盤資産管理有限公司 RE 9 25 November 2021 18 January 2022
Open Asset Management Limited 開盤資産管理有限公司 RE 4 25 November 2021 18 January 2022
Theia Securities Limited 遠源證券有限公司 RO 9 14 July 2020 31 October 2021
Theia Securities Limited 遠源證券有限公司 RO 4 14 July 2020 31 October 2021
Parchment Investment Limited 帕加馬（香港）投資有限公司 RO 1 08 October 2018 30 October 2019
Parchment Capital Limited 帕加馬（香港）資本有限公司 RO 9 08 October 2018 30 October 2019
Parchment Capital Limited 帕加馬（香港）資本有限公司 RO 4 08 October 2018 30 October 2019
TFI Asset Management Limited 天風國際資產管理有限公司 RO 9 28 September 2016 15 June 2018
TFI Asset Management Limited 天風國際資產管理有限公司 RO 4 28 September 2016 15 June 2018
TFI Asset Management Limited 天風國際資產管理有限公司 RE 9 17 August 2016 28 September 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RE 4 17 August 2016 28 September 2016
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 9 23 November 2015 30 May 2016
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 4 23 November 2015 30 May 2016
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 1 23 November 2015 30 May 2016
China Sunrise Asset Management Limited 華升資產管理有限公司 RE 9 19 November 2015 23 November 2015
China Sunrise Asset Management Limited 華升資產管理有限公司 RE 4 19 November 2015 23 November 2015
China Sunrise Asset Management Limited 華升資產管理有限公司 RE 1 19 November 2015 23 November 2015
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 9 30 June 2015 16 November 2015
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 4 30 June 2015 16 November 2015
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 1 30 June 2015 16 November 2015
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 9 12 May 2015 30 June 2015
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 4 12 May 2015 30 June 2015
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 1 12 May 2015 30 June 2015
Frontier Capital Management Limited 方達資本管理有限公司 RO 9 15 November 2011 24 April 2015
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 15 November 2011 24 April 2015
Frontier Capital Management Limited 方達資本管理有限公司 RO 1 15 November 2011 24 April 2015
Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 RO 9 19 August 2010 15 July 2011
Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 RO 4 19 August 2010 15 July 2011
Vision Finance (Securities) Limited 匯金(證券)有限公司 RO 9 16 June 2009 13 May 2010
Vision Finance (Securities) Limited 匯金(證券)有限公司 RO 4 16 June 2009 13 May 2010
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 18 September 2006 29 February 2008
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 9 01 April 2003 12 May 2006
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 4 01 April 2003 12 May 2006