SFC Licences of CHAN Hon Ping 陳漢平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 28 March 2024
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 29 June 2017 28 March 2024
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 29 June 2017 02 October 2017
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 03 October 2012 31 December 2016
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 03 October 2012 31 December 2016
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 15 April 2010 29 September 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 15 April 2010 29 September 2012
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 2 09 October 2008 03 May 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 1 09 October 2008 03 May 2011
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 01 April 2003 01 October 2008
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 01 October 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 01 October 2008
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 14 November 2003
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 14 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 14 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 14 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 14 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003