SFC Licences of LAM Ze Wa, Monica 林詩華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 RE 9 26 May 2015 17 December 2018
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 RE 2 21 April 2015 17 December 2018
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 RE 1 21 April 2015 17 December 2018
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 26 August 2013 31 December 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 02 July 2013 31 December 2013
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 1 07 April 2009 10 April 2013
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 02 May 2007 30 May 2008
Imperial Capital Limited 盛世投資(香港)有限公司 RE 9 08 December 2006 22 February 2007
CLSA Futures Limited 里昂期貨有限公司 RE 2 07 December 2004 01 September 2006
CLSA Limited 中信里昂證券有限公司 RE 1 07 December 2004 01 September 2006
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 01 April 2003 23 November 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 23 November 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 10 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 10 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 10 January 2004