SFC Licences of CHAN Amy 陳安薇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RO 2 24 May 2019 10 March 2020
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 1 24 May 2019 10 March 2020
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 30 November 2018 24 May 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 30 November 2018 24 May 2019
China Vered Securities Limited 中薇證券有限公司 RE 2 31 August 2018 19 November 2018
China Vered Securities Limited 中薇證券有限公司 RE 1 31 August 2018 19 November 2018
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RO 2 14 February 2014 14 August 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 1 14 February 2014 14 August 2018
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 14 January 2014 14 February 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 14 January 2014 14 February 2014
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 15 June 2012 07 November 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 08 May 2012 15 June 2012
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 24 April 2012 02 May 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 07 February 2012 16 April 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 28 December 2011 07 February 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 1 17 September 2010 21 November 2011