SFC Licences of CHAN Lai Ngor 陳麗娥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wilson International Capital Limited 滙生國際資本有限公司 RE 6 12 May 2021
Wilson Securities Limited 滙生證券有限公司 RO 4 21 April 2021
Wilson Securities Limited 滙生證券有限公司 RO 1 21 April 2021
Wilson Securities Limited 滙生證券有限公司 RE 1 27 January 2021 21 April 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 08 November 2017 05 August 2020
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 05 June 2008 05 August 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 05 June 2008 08 November 2017
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 12 September 2007 27 May 2008
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 27 July 2007 27 May 2008
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 18 June 2007 18 July 2007
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 6 25 April 2007 18 June 2007
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 07 February 2005 18 July 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 07 February 2005 18 July 2007
CSC Asia Limited 群益亞洲有限公司 RE 6 01 April 2003 29 December 2004
CSC Asia Limited 群益亞洲有限公司 RE 4 01 April 2003 30 March 2004
CSC Asia Limited 群益亞洲有限公司 RE 9 01 April 2003 30 March 2004