SFC Licences of LEUNG Kwok Wai 梁國威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Smart Empire Asset Management Limited 明堡資產管理有限公司	RO	4	26 November 2019
Smart Empire Asset Management Limited 明堡資產管理有限公司	RO	9	20 February 2019
ALPS Advisory (HK) Limited	RE	1	03 January 2014	07 September 2017
ALPS Advisory (HK) Limited	RE	9	10 September 2012	07 September 2017
ALPS Advisory (HK) Limited	RE	4	10 September 2012	07 September 2017
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RE	9	05 July 2011	20 July 2012
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RE	4	05 July 2011	20 July 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	05 July 2011	20 July 2012
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RE	9	01 April 2003	05 May 2005
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RE	4	01 April 2003	05 May 2005
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RE	5	01 April 2003	05 May 2005