SFC Licences of TSAI Julia Kai-Ju 蔡凱茹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Asia Limited | RE | 9 | 09 October 2020 | |
| Senrigan Capital Group Limited | RE | 9 | 01 September 2009 | 04 September 2020 |
| Citadel Asia Limited | RE | 9 | 04 July 2008 | 09 March 2009 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 28 April 2006 | 02 May 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 28 April 2006 | 02 May 2008 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 28 April 2006 | 02 May 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 April 2006 | 02 May 2008 |
| Merrill Lynch Far East Limited | RE | 6 | 19 May 2005 | 18 March 2006 |
| Merrill Lynch Far East Limited | RE | 4 | 19 May 2005 | 18 March 2006 |
| Merrill Lynch Far East Limited | RE | 1 | 19 May 2005 | 18 March 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 18 March 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 18 March 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 18 March 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |