SFC Licences of LEE Martin Kin Mann 李健文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch (Asia Pacific) Limited	RE	1	15 June 2020	20 July 2022
Merrill Lynch Far East Limited	RO	2	22 August 2013	20 July 2022
Merrill Lynch Far East Limited	RO	1	22 August 2013	20 July 2022
Merrill Lynch (Asia Pacific) Limited	RO	1	22 August 2013	19 December 2018
Merrill Lynch Far East Limited	RE	2	10 June 2013	22 August 2013
Merrill Lynch Far East Limited	RE	1	10 June 2013	22 August 2013
Merrill Lynch (Asia Pacific) Limited	RE	1	10 June 2013	22 August 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	05 November 2008	09 March 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	05 November 2008	09 March 2013
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	02 May 2006	09 March 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	02 May 2006	09 March 2013
Credit Suisse Futures (Hong Kong) Limited	RE	7	02 May 2006	24 November 2008
Credit Suisse Futures (Hong Kong) Limited	RE	2	02 May 2006	24 November 2008
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	01 April 2003	08 April 2006
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	2	01 April 2003	08 April 2006
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	1	01 April 2003	04 February 2005
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	5	01 April 2003	31 May 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	9	01 April 2003	31 May 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	6	01 April 2003	31 May 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	4	01 April 2003	31 May 2004
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	9	01 April 2003	31 May 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	4	01 April 2003	31 May 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	6	01 April 2003	31 May 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	9	01 April 2003	31 May 2004