SFC Licences of TSE Pui Kwan 謝佩坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Schroder Investment Management (Hong Kong) Limited
RE 1, 4, 9 30 August 2021
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 1, 4, 9 09 January 2019 21 July 2021
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司
RE 1, 4, 9 12 July 2013 27 June 2018
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司
RE 1, 4, 9 13 August 2012 05 July 2013
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司
RE 1, 9 05 August 2010 21 May 2012
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司
RE 1, 4, 9 05 August 2010 21 May 2012
Value Partners Limited 惠理基金管理公司
Value Partners Hong Kong Limited 惠理基金管理香港有限公司
RE 1, 4, 9 21 April 2008 01 August 2008
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司
RE 1 27 January 2006 18 June 2007
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司
RE 9 24 June 2005 18 June 2007
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司
RE 4 24 January 2005 20 May 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司
RE 1, 9 01 April 2003 20 May 2005
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司
RE 4, 6 01 April 2003 20 October 2004