SFC Licences of LAU Chun Wai 劉振威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
JQ Investments (HK) Limited	RO	4	27 February 2023	30 September 2023
JQ Investments (HK) Limited	RO	9	05 February 2021	30 September 2023
NFH Securities and Futures Limited 新金控證券期貨有限公司	RE	1	11 July 2019	26 January 2021
NFH Asset Management Limited 新金控資產管理有限公司	RO	9	13 March 2019	26 January 2021
NFH Asset Management Limited 新金控資產管理有限公司	RO	4	13 March 2019	26 January 2021
NFH Asset Management Limited 新金控資產管理有限公司	RE	9	22 February 2019	13 March 2019
NFH Asset Management Limited 新金控資產管理有限公司	RE	4	22 February 2019	13 March 2019
Regan International Asset Management Limited 雷根國際資産管理有限公司	RO	9	24 August 2018	15 February 2019
Regan International Asset Management Limited 雷根國際資産管理有限公司	RO	4	24 August 2018	15 February 2019
Regan International Asset Management Limited 雷根國際資産管理有限公司	RE	9	08 August 2018	24 August 2018
Regan International Asset Management Limited 雷根國際資産管理有限公司	RE	4	08 August 2018	24 August 2018
Surich Asset Management Limited 順裕資產管理有限公司	RO	9	05 July 2018	15 July 2018
Surich Asset Management Limited 順裕資產管理有限公司	RO	4	05 July 2018	15 July 2018
Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司	RO	9	30 November 2016	30 June 2018
Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司	RO	4	30 November 2016	30 June 2018
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RO	9	18 August 2015	18 February 2016
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RO	4	18 August 2015	18 February 2016
Capital Global Management Limited 瑞興全球財富管理有限公司	RO	4	20 January 2006	04 March 2007
Capital Global Management Limited 瑞興全球財富管理有限公司	RE	4	09 January 2006	20 January 2006
Splendor Global Investments Limited 卓智環球投資有限公司	RO	4	15 March 2005	06 October 2005
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	2	24 September 2004	12 October 2004
BOCI Securities Limited 中銀國際證券有限公司	RE	1	24 September 2004	12 October 2004
VC Brokerage Limited 滙盈證券有限公司	RE	4	01 April 2003	07 June 2004
VC Brokerage Limited 滙盈證券有限公司	RE	6	01 April 2003	07 June 2004
VC Brokerage Limited 滙盈證券有限公司	RE	9	01 April 2003	07 June 2004
VC Futures Limited 滙盈期貨有限公司	RE	2	01 April 2003	07 June 2004
VC Futures Limited 滙盈期貨有限公司	RE	5	01 April 2003	07 June 2004
VC Futures Limited 滙盈期貨有限公司	RE	9	01 April 2003	07 June 2004
VC Brokerage Limited 滙盈證券有限公司	RE	1	01 April 2003	07 June 2004
VC Brokerage Limited 滙盈證券有限公司	RE	7	01 April 2003	26 August 2003