SFC Licences of RIPLEY Sean James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LIM Advisors Limited | RE | 9 | 01 June 2010 | 04 October 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 April 2005 | 01 August 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 01 August 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 01 April 2003 | 01 August 2008 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 01 April 2003 | 01 August 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 15 February 2005 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 4 | 01 April 2003 | 15 February 2005 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 6 | 01 April 2003 | 15 February 2005 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 9 | 01 April 2003 | 15 February 2005 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 15 February 2005 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |