SFC Licences of YEUNG Pui Fung, Anna 楊佩鳳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 03 June 2013 | 14 March 2024 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 November 2010 | 13 September 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 05 August 2003 | 30 July 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 August 2003 | 30 July 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 05 August 2003 | 02 December 2003 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 01 August 2003 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 01 August 2003 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 01 August 2003 |