SFC Licences of SIU Wai Kit 蕭偉杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司	RO	9	30 October 2023
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司	RO	4	30 October 2023
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司	RO	1	30 October 2023
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司	RE	9	13 September 2022	30 October 2023
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司	RE	4	13 September 2022	30 October 2023
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司	RE	1	13 September 2022	30 October 2023
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RO	6	17 February 2017	14 January 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RO	1	17 February 2017	14 January 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	6	01 November 2016	17 February 2017
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	1	01 November 2016	17 February 2017
Hong Kong International Capital Management Limited 香港國際資本管理有限公司	RE	6	11 December 2014	04 August 2016
Hong Kong International Capital Management Limited 香港國際資本管理有限公司	RO	4	11 July 2014	04 August 2016
Hong Kong International Capital Management Limited 香港國際資本管理有限公司	RO	9	21 January 2014	04 August 2016
Hong Kong International Capital Management Limited 香港國際資本管理有限公司	RE	9	02 January 2014	21 January 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	6	22 March 2012	15 October 2013
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	1	22 March 2012	15 October 2013
Kaisen Asset Management Limited 凱晨資產管理有限公司	RO	9	06 August 2010	31 January 2012
Kaisen Asset Management Limited 凱晨資產管理有限公司	RE	9	28 April 2010	06 August 2010
Joy Silver Limited 喜銀有限公司	RO	6	19 November 2009	23 December 2009
Joy Silver Limited 喜銀有限公司	RO	1	19 November 2009	23 December 2009
Joy Silver Limited 喜銀有限公司	RE	6	07 August 2009	19 November 2009
Joy Silver Limited 喜銀有限公司	RE	1	07 August 2009	19 November 2009
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RE	6	15 June 2009	30 June 2009
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RE	1	15 June 2009	30 June 2009
CCB International Capital Limited 建銀國際金融有限公司	RE	1	29 June 2007	10 January 2009
CCB International Capital Limited 建銀國際金融有限公司	RE	6	29 May 2007	10 January 2009
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司	RO	6	22 March 2007	11 May 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	6	18 January 2007	11 May 2007
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司	RE	6	01 June 2006	22 March 2007
CSC Asia Limited 群益亞洲有限公司	RE	6	16 September 2004	19 May 2006
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	29 July 2003	15 September 2004
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	29 July 2003	15 September 2004
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	01 April 2003	09 April 2003
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	01 April 2003	09 April 2003
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	9	01 April 2003	09 April 2003