SFC Licences of HO Kwok Leung 何國樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 1 19 October 2023
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 19 October 2023
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 29 June 2022 06 October 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 29 June 2022 06 October 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 23 March 2021 15 June 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 23 March 2021 15 June 2022
iBest Investment Services Limited RE 3 20 July 2017 25 January 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 14 July 2004 12 December 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 10 March 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 10 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 14 August 2003