SFC Licences of POON Mung Yu 潘夢如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luminous Asset Management (HK) Limited RO 4 04 March 2024
Luminous Asset Management (HK) Limited RO 9 07 December 2022
Creative Asset Management Limited 創智資產管理有限公司 RO 9 24 August 2020 16 November 2020
Creative Asset Management Limited 創智資產管理有限公司 RO 4 24 August 2020 16 November 2020
Frontier Capital Management Limited 方達資本管理有限公司 RO 9 31 May 2017 27 June 2017
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 31 May 2017 27 June 2017
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 25 April 2017 31 May 2017
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 25 April 2017 31 May 2017
Kingdom Investment Managers Limited 國權投資管理有限公司 RO 9 30 August 2016 12 April 2017
Kingdom Investment Managers Limited 國權投資管理有限公司 RO 4 30 August 2016 12 April 2017
Kingdom Investment Managers Limited 國權投資管理有限公司 RE 9 15 July 2016 30 August 2016
Kingdom Investment Managers Limited 國權投資管理有限公司 RE 4 15 July 2016 30 August 2016
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 9 16 December 2011 16 June 2016
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 4 16 December 2011 16 June 2016
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 9 05 October 2010 01 August 2011
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 4 05 October 2010 01 August 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RO 1 05 October 2010 01 August 2011
MFG Limited 峰滙金融集團有限公司 RO 9 22 June 2009 31 December 2009
MFG Limited 峰滙金融集團有限公司 RO 4 22 June 2009 31 December 2009
MFG Limited 峰滙金融集團有限公司 RO 1 22 June 2009 31 December 2009
MFG Limited 峰滙金融集團有限公司 RE 9 26 May 2009 22 June 2009
MFG Limited 峰滙金融集團有限公司 RE 4 26 May 2009 22 June 2009
MFG Limited 峰滙金融集團有限公司 RE 1 26 May 2009 22 June 2009
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 9 07 July 2008 19 May 2009
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 4 07 July 2008 19 May 2009
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RO 1 07 July 2008 19 May 2009
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 RE 9 20 May 2008 07 July 2008
MFG Limited 峰滙金融集團有限公司 RE 9 12 October 2007 31 March 2008
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 29 January 2004 01 September 2007
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 01 April 2003 01 September 2007
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RE 9 01 April 2003 13 February 2004
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 6 01 April 2003 06 January 2004
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 01 April 2003 06 January 2004
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RE 4 01 April 2003 06 January 2004
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RE 6 01 April 2003 06 January 2004