SFC Licences of YIM Fung 閻峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	4	04 January 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	04 January 2019
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司	RO	1	17 February 2014	30 September 2020
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司	RO	4	04 August 2011	16 November 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司	RO	1	23 September 2009	16 November 2020
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司	RO	9	29 May 2008	16 November 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司	RO	4	29 November 2004	16 November 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司	RO	9	01 April 2003	16 November 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	01 April 2003	28 July 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	4	01 April 2003	28 July 2015
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司	RO	4	01 April 2003	30 March 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	6	01 April 2003	30 March 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	9	01 April 2003	30 March 2004