SFC Licences of YIM Fung 閻峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 04 January 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 04 January 2019
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 4 04 August 2011 16 November 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 1 23 September 2009 16 November 2020
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 9 29 May 2008 16 November 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 4 29 November 2004 16 November 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 9 01 April 2003 16 November 2020
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 1 17 February 2014 30 September 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 01 April 2003 28 July 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 01 April 2003 28 July 2015
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 4 01 April 2003 30 March 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 6 01 April 2003 30 March 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 9 01 April 2003 30 March 2004