SFC Licences of FONG Wai Lok, Raymond 方偉諾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
I Win Asset Management Limited 一盈資產管理有限公司 RO 9 25 January 2021
I Win Asset Management Limited 一盈資產管理有限公司 RO 4 25 January 2021
I Win Securities Limited 一盈證券有限公司 RO 1 25 October 2018
I Win Securities Limited 一盈證券有限公司 RE 1 29 June 2018 25 October 2018
Head & Shoulders Securities Limited 聯合證券有限公司 RO 1 29 January 2018 15 June 2018
Head & Shoulders Securities Limited 聯合證券有限公司 RE 4 04 December 2017 15 June 2018
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 04 December 2017 29 January 2018
iTrade Securities Investment Limited 美信證券投資有限公司 RO 1 28 December 2016 30 April 2017
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 9 25 July 2013 10 December 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 4 19 March 2012 10 December 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 2 11 January 2012 10 December 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 1 11 January 2012 10 December 2016
BOA International Securities Limited 亞銀國際證券有限公司 RO 2 30 March 2009 30 December 2011
BOA International Securities Limited 亞銀國際證券有限公司 RO 1 30 March 2009 30 December 2011
VC Futures Limited 滙盈期貨有限公司 RE 2 13 May 2008 26 March 2009
VC Brokerage Limited 滙盈證券有限公司 RE 1 13 May 2008 26 March 2009
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 03 May 2005 01 June 2005
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 03 May 2005 01 June 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 29 January 2004 19 April 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 19 April 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 19 April 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 14 August 2003