SFC Licences of FONG Wai Lok, Raymond 方偉諾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
I Win Asset Management Limited 一盈資產管理有限公司	RO	9	25 January 2021
I Win Asset Management Limited 一盈資產管理有限公司	RO	4	25 January 2021
I Win Securities Limited 一盈證券有限公司	RO	1	25 October 2018
I Win Securities Limited 一盈證券有限公司	RE	1	29 June 2018	25 October 2018
Head & Shoulders Securities Limited 聯合證券有限公司	RO	1	29 January 2018	15 June 2018
Head & Shoulders Securities Limited 聯合證券有限公司	RE	4	04 December 2017	15 June 2018
Head & Shoulders Securities Limited 聯合證券有限公司	RE	1	04 December 2017	29 January 2018
iTrade Securities Investment Limited 美信證券投資有限公司	RO	1	28 December 2016	30 April 2017
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	9	25 July 2013	10 December 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RO	4	19 March 2012	10 December 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RO	2	11 January 2012	10 December 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RO	1	11 January 2012	10 December 2016
BOA International Securities Limited 亞銀國際證券有限公司	RO	2	30 March 2009	30 December 2011
BOA International Securities Limited 亞銀國際證券有限公司	RO	1	30 March 2009	30 December 2011
VC Futures Limited 滙盈期貨有限公司	RE	2	13 May 2008	26 March 2009
VC Brokerage Limited 滙盈證券有限公司	RE	1	13 May 2008	26 March 2009
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	03 May 2005	01 June 2005
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	03 May 2005	01 June 2005
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	29 January 2004	19 April 2005
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	01 April 2003	19 April 2005
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	01 April 2003	19 April 2005
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	01 April 2003	14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	6	01 April 2003	14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	7	01 April 2003	14 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	9	01 April 2003	14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司	RE	5	01 April 2003	14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司	RE	7	01 April 2003	14 August 2003
Haitong International Futures Limited 海通國際期貨有限公司	RE	9	01 April 2003	14 August 2003