SFC Licences of GIESE Jason Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 19 January 2009 | 17 January 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 24 November 2005 | 25 November 2005 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 04 April 2005 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 04 April 2005 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 04 April 2005 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 04 April 2005 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |