SFC Licences of GIESE Jason Andrew

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 19 January 2009 17 January 2012
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 24 November 2005 25 November 2005
Morgan Stanley Hong Kong Futures Limited RE 7 01 April 2003 04 April 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 04 April 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 04 April 2005
Morgan Stanley Hong Kong Futures Limited RE 2 01 April 2003 04 April 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004