SFC Licences of LAM Wo Hui 林和煦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Planetree Securities Limited 梧桐證券有限公司	RE	7	15 April 2024
Planetree Discount Lending Limited	RO	8	18 March 2024
Planetree Asset Management Limited 梧桐資產管理有限公司	RE	9	15 March 2024
Planetree Research Limited	RO	5	27 September 2023
Planetree Research Limited	RO	4	27 September 2023
Planetree Futures Limited 梧桐期貨有限公司	RE	2	01 September 2021
Planetree Securities Limited 梧桐證券有限公司	RE	1	01 September 2021
TFI Asset Management Limited 天風國際資產管理有限公司	RO	4	19 May 2017	30 September 2020
TFI Asset Management Limited 天風國際資產管理有限公司	RO	5	28 September 2016	30 September 2020
SDHG International Asset Management Limited 山高國際資產管理有限公司	RO	5	25 August 2015	01 September 2016
SDHG International Asset Management Limited 山高國際資產管理有限公司	RE	5	29 July 2015	25 August 2015
Yue Xiu Futures Company Limited 越秀期貨有限公司	RO	5	06 January 2014	30 June 2015
Yue Xiu Futures Company Limited 越秀期貨有限公司	RO	2	06 January 2014	30 June 2015
Yue Xiu Securities Company Limited 越秀証券有限公司	RO	5	02 December 2013	30 June 2015
Yue Xiu Securities Company Limited 越秀証券有限公司	RO	2	02 December 2013	30 June 2015
Shacom Futures Limited 上商期貨有限公司	RO	5	26 November 2012	03 July 2013
Shacom Futures Limited 上商期貨有限公司	RO	2	26 November 2012	03 July 2013
Shacom Futures Limited 上商期貨有限公司	RE	5	18 October 2012	26 November 2012
Shacom Futures Limited 上商期貨有限公司	RE	2	18 October 2012	26 November 2012
ICBC International Futures Limited 工銀國際期貨有限公司	RO	2	06 May 2009	24 April 2012
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	05 May 2009	24 April 2012
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	16 March 2009	05 May 2009
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RO	2	02 February 2009	01 March 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	12 November 2007	01 March 2009
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	12 November 2007	02 February 2009
Berich Brokerage Limited 百裕證券有限公司	RE	1	17 November 2005	20 October 2007
Berich Brokerage Limited 百裕證券有限公司	RO	1	10 November 2004	10 May 2005
Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司	RO	2	28 May 2004	20 October 2007
Berich Brokerage Limited 百裕證券有限公司	RE	1	01 April 2003	10 November 2004
Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司	RE	2	01 April 2003	28 May 2004
Berich Brokerage Limited 百裕證券有限公司	RE	4	01 April 2003	06 October 2003
Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司	RE	9	01 April 2003	06 October 2003
Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司	RE	5	01 April 2003	06 October 2003
Berich Brokerage Limited 百裕證券有限公司	RE	9	01 April 2003	06 October 2003
Berich Brokerage Limited 百裕證券有限公司	RE	6	01 April 2003	06 October 2003