SFC Licences of CHAN Chun Wai 陳進威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Richwood International Management Limited RO 9 19 January 2023 28 December 2023
Richwood International Management Limited RE 9 07 October 2022 19 January 2023
Richwood International Management Limited RO 4 14 June 2022 28 December 2023
Alternative Value Investments Limited RO 5 11 April 2018 25 March 2020
Alternative Value Investments Limited RO 4 30 August 2017 25 March 2020
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 RO 4 09 December 2015 13 August 2016
Partners Capital Securities Limited 博大證券有限公司 RO 1 09 December 2015 13 August 2016
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 RE 4 21 September 2015 09 December 2015
Partners Capital Securities Limited 博大證券有限公司 RE 1 21 September 2015 09 December 2015
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 13 September 2013 16 September 2015
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 13 September 2013 16 September 2015
Success Securities Limited 實德證券有限公司 RO 4 30 April 2012 19 August 2013
Success Securities Limited 實德證券有限公司 RO 1 30 April 2012 19 August 2013
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 27 March 2012 19 August 2013
Success Securities Limited 實德證券有限公司 RE 4 27 March 2012 30 April 2012
Success Securities Limited 實德證券有限公司 RE 1 27 March 2012 30 April 2012
Huarong International Securities Limited 華融國際證券有限公司 RO 4 22 December 2010 15 September 2011
Huarong International Securities Limited 華融國際證券有限公司 RO 1 15 January 2010 15 September 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 2 25 November 2009 15 September 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 1 25 November 2009 15 January 2010
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 12 March 2004 02 September 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 12 March 2004 02 September 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 03 March 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 03 March 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 11 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 11 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 11 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 11 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 11 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 11 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 11 August 2003