SFC Licences of SO Hang Fai, Louis 蘇恒輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 9 04 September 2017 10 October 2017
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 1 04 September 2017 10 October 2017
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 04 September 2017 10 October 2017
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 04 September 2017 10 October 2017
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 04 September 2017 10 October 2017
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 11 November 2015 28 August 2017
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 11 November 2015 28 August 2017
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 29 January 2008 16 September 2013
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 29 January 2008 16 September 2013
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 29 January 2008 16 September 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 22 March 2004 13 May 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 18 March 2004 13 May 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 03 September 2003 13 May 2004
ETRADE Securities Limited 億創證券有限公司 RE 4 01 April 2003 03 September 2003
ETRADE Securities Limited 億創證券有限公司 RE 1 01 April 2003 03 September 2003
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 01 April 2003 03 September 2003
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 01 April 2003 03 September 2003
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 9 01 April 2003 02 September 2003
ETRADE Securities Limited 億創證券有限公司 RE 9 01 April 2003 02 September 2003
ETRADE Securities Limited 億創證券有限公司 RE 7 01 April 2003 02 September 2003
ETRADE Securities Limited 億創證券有限公司 RE 6 01 April 2003 02 September 2003
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 7 01 April 2003 02 September 2003
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 6 01 April 2003 02 September 2003