SFC Licences of CHIU Chun Pong 趙振邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RO	1	10 February 2023
TFI Capital Limited 天風國際資本市場有限公司	RO	6	18 November 2022
TFI Capital Limited 天風國際資本市場有限公司	RE	6	14 July 2022	18 November 2022
Advent Corporate Finance Limited 宏智融資有限公司	RO	6	09 July 2021	03 July 2022
Advent Corporate Finance Limited 宏智融資有限公司	RE	6	24 May 2021	09 July 2021
Sunny Fortune Capital Limited 日進資本有限公司	RE	4	11 August 2020	04 May 2021
Sunny Fortune Capital Limited 日進資本有限公司	RE	1	11 August 2020	04 May 2021
Sunny Fortune Capital Limited 日進資本有限公司	RO	6	15 January 2020	04 May 2021
Sunny Fortune Capital Limited 日進資本有限公司	RO	4	15 January 2020	11 August 2020
Sunny Fortune Capital Limited 日進資本有限公司	RO	1	15 January 2020	11 August 2020
South China Capital Limited 南華融資有限公司	RO	6	19 February 2019	19 July 2019
South China Research Limited 南華資料研究有限公司	RO	4	19 February 2019	19 July 2019
South China Securities Limited 南華證券投資有限公司	RO	1	19 February 2019	19 July 2019
South China Capital Limited 南華融資有限公司	RE	6	09 September 2015	19 February 2019
South China Research Limited 南華資料研究有限公司	RE	4	09 September 2015	19 February 2019
South China Securities Limited 南華證券投資有限公司	RE	1	09 September 2015	19 February 2019
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	05 February 2008	02 December 2008
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	05 February 2008	02 December 2008
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	6	12 June 2006	22 September 2007
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	4	12 June 2006	22 September 2007
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	1	12 June 2006	22 September 2007
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	01 April 2003	01 June 2006
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	01 April 2003	01 June 2006
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	9	01 April 2003	22 July 2004