SFC Licences of TANG Chun Ting, Christopher Archer 鄧振廷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 2 21 November 2023
UBS Securities Asia Limited RE 1 21 November 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 24 February 2023 08 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 24 February 2023 08 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 24 February 2023 08 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 11 September 2009 24 February 2023
Merrill Lynch Futures (Hong Kong) Limited RE 2 16 May 2008 10 June 2009
Merrill Lynch Far East Limited RE 1 20 March 2007 10 June 2009
Merrill Lynch (Asia Pacific) Limited RE 1 20 March 2007 10 June 2009
Macquarie Corporate (Hong Kong) Limited RE 6 09 November 2004 04 May 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 April 2003 07 March 2007
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 April 2003 04 May 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RE 9 01 April 2003 19 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 April 2003 19 January 2004