SFC Licences of LI Yu Fun, Grace 李如歡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 09 October 2007 | 31 May 2008 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 09 October 2007 | 18 January 2008 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 21 July 2003 | 03 September 2007 |