SFC Licences of CHAN Ka Wai 陳嘉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 1 | 17 September 2019 | 12 January 2022 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 09 September 2003 | 06 November 2003 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 September 2003 | 06 November 2003 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 28 July 2003 | 08 September 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 July 2003 | 08 September 2003 |