SFC Licences of CHAN Chi Chuen 陳志銓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 06 November 2017
CLSA Limited 中信里昂證券有限公司
RO 1 06 November 2017
CLSA Limited 中信里昂證券有限公司
RO 4 06 November 2017 28 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 22 May 2017 06 November 2017
CLSA Limited 中信里昂證券有限公司
RE 1, 4 22 May 2017 06 November 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 08 March 2017 08 April 2017
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司
RE 6 08 March 2017 08 April 2017
CLSA Limited 中信里昂證券有限公司
RO 1 09 October 2015 28 January 2017
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4 09 October 2015 28 January 2017
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 6 23 April 2015 28 January 2017
CLSA Limited 中信里昂證券有限公司
RE 1 23 April 2015 09 October 2015
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 23 April 2015 09 October 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RO 6 29 December 2011 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 4 11 October 2011 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 6 11 October 2011 29 December 2011
Piper Jaffray Asia Limited 派杰亞洲有限公司
RO 6 21 December 2009 01 October 2011
Piper Jaffray Asia Limited 派杰亞洲有限公司
RE 6 06 November 2009 21 December 2009
Piper Jaffray Asia Limited 派杰亞洲有限公司
RO 6 08 October 2009 10 October 2009
Piper Jaffray Asia Limited 派杰亞洲有限公司
RE 6 01 April 2003 08 October 2009
Piper Jaffray Asia Limited 派杰亞洲有限公司
RE 4, 9 01 April 2003 14 November 2003