SFC Licences of TIN Yip Wing 田業榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 02 May 2018 31 January 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 02 May 2018 31 January 2022
BOA International Securities Limited 亞銀國際證券有限公司 RE 2 10 May 2017 18 April 2018
BOA International Securities Limited 亞銀國際證券有限公司 RE 1 10 May 2017 18 April 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 05 February 2015 31 March 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 February 2015 31 March 2017
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 09 May 2014 28 November 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 09 May 2014 28 November 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 23 April 2004 07 June 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 23 July 2003 17 August 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 23 July 2003 17 August 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 01 April 2003 28 May 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 6 01 April 2003 28 May 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 01 April 2003 28 May 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 5 01 April 2003 28 May 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 9 01 April 2003 28 May 2003
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 01 April 2003 28 May 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 01 April 2003 28 May 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 9 01 April 2003 28 May 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 7 01 April 2003 28 May 2003