SFC Licences of LIU Ka Hin 廖家顯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司	RE	2	23 November 2006	05 March 2008
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RE	1	23 November 2006	05 March 2008
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	02 September 2005	09 November 2006
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	18 August 2005	09 November 2006
Platinum Broking Company Limited 百德能經紀有限公司	RE	1	02 June 2005	20 July 2005
Platinum Securities Company Limited 百德能證券有限公司	RE	1	02 June 2005	20 July 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	01 April 2003	02 June 2005
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	01 April 2003	02 June 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	4	01 April 2003	29 April 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	9	01 April 2003	29 April 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	6	01 April 2003	11 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	7	01 April 2003	11 March 2004