SFC Licences of HO Kam Po, Dorian 何鑑波

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
T.F.S. Derivatives HK Limited RE 2 27 January 2011 31 March 2015
T.F.S. Derivatives HK Limited RE 1 27 January 2011 31 March 2015
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 31 August 2009 03 January 2011
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 31 August 2009 03 January 2011
CVP Securities Limited 星火證券有限公司 RE 2 16 August 2005 06 November 2006
CVP Securities Limited 星火證券有限公司 RE 1 16 August 2005 06 November 2006
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 10 May 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 10 May 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 10 May 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 10 May 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 10 May 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 10 May 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 10 May 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 10 May 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 10 May 2003