SFC Licences of LEACH Francis Hugh Magnus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 06 January 2015 | 20 July 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 06 January 2015 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 26 October 2011 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 26 October 2011 | |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | 4 | 16 August 2010 | 01 June 2011 |
| Rothschild & Co Wealth Management Hong Kong Limited | RO | 1 | 16 August 2010 | 01 June 2011 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 11 June 2009 | 16 August 2010 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 11 June 2009 | 16 August 2010 |
| New Star International Investment Products (Asia) Limited | RO | 4 | 28 March 2008 | 31 March 2009 |
| New Star International Investment Products (Asia) Limited | RO | 1 | 28 March 2008 | 31 March 2009 |
| New Star International Investment Products (Asia) Limited | RE | 4 | 04 June 2007 | 28 March 2008 |
| New Star International Investment Products (Asia) Limited | RE | 1 | 04 June 2007 | 28 March 2008 |