SFC Licences of WU Po 胡波

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 05 May 2021
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 05 May 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 August 2014 03 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 August 2014 03 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 01 August 2014 19 November 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 08 October 2010 25 January 2014
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 09 July 2008 25 January 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 15 January 2008 25 January 2014
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 01 April 2003 15 February 2005
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 9 01 April 2003 25 June 2004
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 6 01 April 2003 25 June 2004
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 4 01 April 2003 25 June 2004