SFC Licences of POON Ka Yee Joanna 潘嘉怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 25 September 2023
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 25 September 2023
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RE 4 13 November 2015 28 February 2023
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RE 1 13 November 2015 28 February 2023
RCM Asia Pacific Limited RE 9 10 June 2011 08 April 2013
RCM Asia Pacific Limited RE 4 10 June 2011 08 April 2013
RCM Asia Pacific Limited RE 1 10 June 2011 08 April 2013
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 12 April 2010 16 September 2010
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 12 April 2010 16 September 2010
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 12 April 2010 16 September 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 17 July 2009 08 August 2009
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 9 18 June 2009 27 June 2009
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 18 June 2009 27 June 2009
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 18 June 2009 27 June 2009
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 16 April 2007 28 June 2008
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 16 April 2007 28 June 2008
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 16 April 2007 28 June 2008
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 05 September 2006 01 April 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 05 September 2006 01 April 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 05 September 2006 01 April 2007