SFC Licences of WOO Hon Man, Herman 胡瀚文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FUTEC Financial Limited 富德金融有限公司 RO 1 28 February 2018 18 March 2022
FUTEC Financial Limited 富德金融有限公司 RE 1 22 November 2017 28 February 2018
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RE 1 11 June 2014 05 May 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 25 October 2012 15 May 2014
Grey Investment Limited 高易投資有限公司 RE 9 25 July 2012 05 October 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 28 April 2011 01 March 2012
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 20 May 2010 19 January 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 01 December 2009 19 January 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 11 April 2007 19 January 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 27 September 2005 26 March 2007
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 April 2003 24 August 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 April 2003 19 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 April 2003 19 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 9 01 April 2003 19 January 2004