SFC Licences of WONG Ka Ku, Frankie 王加駒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 18 August 2009 | 02 December 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 17 May 2007 | 05 December 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 17 February 2006 | 06 February 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 February 2006 | 06 February 2007 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 18 December 2003 | 14 July 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 14 July 2005 |
| Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 12 November 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 12 November 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 12 November 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 12 November 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 12 November 2003 |
| Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 12 November 2003 |
| Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 12 November 2003 |
| Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 12 November 2003 |