SFC Licences of CHAN Man Sum, Ivan 陳文深
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 14 January 2014 | 31 January 2014 |
| Taiping Capital Limited 太平融資有限公司 | RO | 6 | 12 April 2013 | 31 January 2014 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 08 July 2008 | 08 October 2012 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 08 July 2008 | 08 October 2012 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 27 September 2006 | 08 July 2008 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 | RE | 6 | 10 June 2004 | 10 August 2004 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 01 April 2003 | 22 May 2004 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 December 2003 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 December 2003 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 December 2003 |