SFC Licences of CHENG Kin Man 鄭健民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ABCI Capital Limited 農銀國際融資有限公司	RO	6	07 December 2018
ABCI Capital Limited 農銀國際融資有限公司	RO	1	07 December 2018
ABCI Capital Limited 農銀國際融資有限公司	RE	6	19 September 2018	07 December 2018
ABCI Capital Limited 農銀國際融資有限公司	RE	1	19 September 2018	07 December 2018
CCB International Capital Limited 建銀國際金融有限公司	RO	6	15 December 2014	11 September 2018
CCB International Capital Limited 建銀國際金融有限公司	RO	1	15 December 2014	11 September 2018
CCB International Capital Limited 建銀國際金融有限公司	RE	4	14 October 2014	11 September 2018
CCB International Capital Limited 建銀國際金融有限公司	RE	6	14 October 2014	15 December 2014
CCB International Capital Limited 建銀國際金融有限公司	RE	1	14 October 2014	15 December 2014
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	03 May 2013	23 September 2014
ICBC International Capital Limited 工銀國際融資有限公司	RO	6	03 May 2013	23 September 2014
ICBC International Capital Limited 工銀國際融資有限公司	RO	1	03 May 2013	23 September 2014
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	20 March 2013	03 May 2013
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	20 March 2013	03 May 2013
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	20 March 2013	03 May 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RO	6	26 June 2012	10 February 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RO	1	26 June 2012	10 February 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	6	14 May 2012	26 June 2012
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	14 May 2012	26 June 2012
Piper Jaffray Asia Limited 派杰亞洲有限公司	RO	6	21 July 2010	05 May 2012
Piper Jaffray Asia Limited 派杰亞洲有限公司	RO	1	21 July 2010	05 May 2012
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	6	07 June 2010	21 July 2010
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	1	07 June 2010	21 July 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RO	6	24 July 2008	07 May 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RO	1	24 July 2008	07 May 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	6	07 April 2006	24 July 2008
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	07 April 2006	24 July 2008
First Shanghai Capital Limited 第一上海融資有限公司	RE	6	01 April 2003	02 February 2005