SFC Licences of TSANG Wai Ching 曾惠貞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 11 September 2015 31 December 2021
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 11 September 2015
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 11 September 2015
First Sentier Investors (Hong Kong) Limited RE 4 29 July 2013 05 June 2015
First Sentier Investors (Hong Kong) Limited RE 1 29 July 2013 05 June 2015
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 23 November 2010 28 May 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 23 November 2010 28 May 2013
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 19 March 2010 24 September 2010
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 24 February 2010 24 September 2010
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 13 July 2007 07 February 2010
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 13 July 2007 07 February 2010
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 01 April 2003 13 August 2003
Cepa Alliance Securities Limited 世博證券有限公司 RE 6 01 April 2003 12 August 2003
Cepa Alliance Securities Limited 世博證券有限公司 RE 7 01 April 2003 21 July 2003