SFC Licences of FAN Ching Yee 范靜怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 20 July 2022
SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 RO 6 08 April 2022
SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 RE 6 22 March 2022 08 April 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 February 2019 14 March 2022
KGI Capital Asia Limited 凱基金融亞洲有限公司 RO 6 30 June 2017 14 March 2022
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 21 June 2017 09 November 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 21 June 2017 30 June 2017
VC Capital Limited 滙盈融資有限公司 RO 6 24 May 2012 05 June 2017
VC Capital Limited 滙盈融資有限公司 RE 6 01 June 2010 24 May 2012
Shang International Finance Limited 尚融國際金融有限公司 RE 6 03 November 2009 18 May 2010
Shang International Finance Limited 尚融國際金融有限公司 RE 4 03 November 2009 18 May 2010
Shang International Finance Limited 尚融國際金融有限公司 RE 1 03 November 2009 18 May 2010
CCB International Capital Limited 建銀國際金融有限公司 RE 1 21 February 2008 12 April 2009
CCB International Capital Limited 建銀國際金融有限公司 RE 6 24 January 2008 12 April 2009
Haitong International Capital Limited 海通國際資本有限公司 RE 6 29 November 2006 23 December 2007