SFC Licenceholders of SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司
- compliance@sbichinacapital.com
- Website
- www.sbichinacapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHING Chun 程俊 | RO | 6 | 07 April 2022 | |
| CHING Chun 程俊 | RE | 6 | 14 February 2022 | 07 April 2022 |
| DENG Jun 鄧駿 | RO | 6 | 06 September 2019 | 09 May 2021 |
| FAN Ching Yee 范靜怡 | RO | 6 | 08 April 2022 | |
| FAN Ching Yee 范靜怡 | RE | 6 | 22 March 2022 | 08 April 2022 |
| FONG Wai Ying, Vivian Catherine 方韋盈 | RE | 6 | 09 February 2023 | 19 April 2023 |
| FUNG Chen Tung 馮振東 | RE | 6 | 03 April 2020 | 23 April 2021 |
| GAO Xuemei 高雪梅 | RE | 6 | 11 August 2023 | |
| IP Angel Kwok Yen 葉國欣 | RO | 6 | 28 July 2021 | 02 November 2023 |
| KAN Tsz Yan, Arthur 簡子欣 | RO | 6 | 28 July 2021 | 07 February 2022 |
| KWAN Ringo Cheukkai 關卓啟 | RO | 6 | 07 June 2022 | |
| LEE Hin Pong 李顯邦 | RO | 6 | 15 July 2021 | 06 December 2022 |
| LEE Hin Pong 李顯邦 | RE | 6 | 08 June 2021 | 15 July 2021 |
| LEE Hon Nam 李翰南 | RO | 6 | 24 September 2021 | |
| LEE Hon Nam 李翰南 | RE | 6 | 20 August 2021 | 24 September 2021 |
| LEUNG Siu Fung 梁肇豐 | RO | 6 | 13 April 2021 | 07 January 2022 |
| LEUNG Siu Fung 梁肇豐 | RE | 6 | 02 December 2020 | 13 April 2021 |
| LI Shuqi 李舒琪 | RE | 6 | 25 November 2019 | 31 October 2021 |
| LO Yan Mei 盧昕䉠 | RE | 6 | 11 January 2023 | 28 July 2023 |
| LU Beier 陸貝爾 | RE | 6 | 01 August 2023 | 29 February 2024 |
| SU Ling 蘇玲 | RO | 6 | 06 September 2019 | 17 August 2021 |
| TSE Kwok On 謝國安 | RE | 6 | 10 May 2023 | |
| ZHAO Tao 趙濤 | RE | 6 | 19 November 2019 | 10 May 2021 |
| ZOU Liyi 鄒立义 | RE | 6 | 18 November 2019 | 12 May 2021 |