SFC Licences of GLEESON James Anthony

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vantage Capital Markets HK Limited RE 2 05 November 2020 21 April 2022
Vantage Capital Markets HK Limited RE 1 05 November 2020 21 April 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 08 July 2013 22 March 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 06 March 2012 22 March 2019
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 06 March 2012 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 06 March 2012 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 15 April 2009 01 August 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 15 April 2009 01 August 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 April 2009 01 August 2009
Nomura Futures (Hong Kong) Limited RE 2 12 June 2008 10 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 12 June 2008 10 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 03 October 2006 10 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 14 April 2005 01 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 April 2003 01 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 01 April 2003 22 August 2003