SFC Licences of CHO Kwong Lun 曹廣麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited RE 6 06 October 2015 01 March 2021
J.P. Morgan Securities (Far East) Limited RE 4 06 October 2015 01 March 2021
J.P. Morgan Securities (Far East) Limited RE 1 06 October 2015 01 March 2021
Merrill Lynch Far East Limited RE 6 15 July 2010 03 July 2015
Merrill Lynch Far East Limited RE 4 15 July 2010 03 July 2015
Merrill Lynch Far East Limited RE 1 15 July 2010 03 July 2015
Merrill Lynch (Asia Pacific) Limited RE 6 15 July 2010 03 July 2015
Merrill Lynch (Asia Pacific) Limited RE 4 15 July 2010 03 July 2015
Merrill Lynch (Asia Pacific) Limited RE 1 15 July 2010 03 July 2015
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 1 30 September 2008 14 July 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 30 September 2008 14 July 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 16 May 2006 28 January 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 16 May 2006 28 January 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 16 May 2006 28 January 2008
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 01 April 2003 07 June 2003
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 6 01 April 2003 07 June 2003
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 01 April 2003 07 June 2003