SFC Licences of KIM Bum Soo

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	07 August 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	07 August 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	11 June 2014	03 March 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	11 June 2014	03 March 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	5	27 February 2013	29 March 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	2	27 February 2013	29 March 2014
Morgan Stanley Hong Kong Futures Limited	RE	7	18 April 2006	16 August 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	18 April 2006	16 August 2010
Morgan Stanley Hong Kong Securities Limited	RE	1	18 April 2006	16 August 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	18 April 2006	16 August 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	18 April 2006	16 August 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	14 September 2004	15 April 2006
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司	RE	1	14 September 2004	15 April 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	11 September 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	11 September 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	11 September 2003
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	11 September 2003