SFC Licences of COWPERTHWAITE Adam Aaron

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	03 July 2017	31 January 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	16 April 2014	31 January 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	16 April 2014	31 January 2020
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司	RE	2	20 November 2010	03 September 2011
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司	RE	1	20 November 2010	03 September 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	2	09 February 2010	03 September 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	09 February 2010	03 September 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	06 November 2008	30 March 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	06 November 2008	30 March 2009
Credit Suisse Futures (Hong Kong) Limited	RE	7	14 April 2005	24 November 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	20 August 2003	30 March 2009
Credit Suisse Futures (Hong Kong) Limited	RE	2	20 August 2003	24 November 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	1	01 April 2003	18 July 2003
J.P. Morgan Futures Hong Kong Limited	RE	5	01 April 2003	18 July 2003
J.P. Morgan Futures Hong Kong Limited	RE	9	01 April 2003	18 July 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	9	01 April 2003	18 July 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	7	01 April 2003	18 July 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	6	01 April 2003	18 July 2003
J.P. Morgan Futures Hong Kong Limited	RE	7	01 April 2003	18 July 2003
J.P. Morgan Broking (Hong Kong) Limited	RE	4	01 April 2003	18 July 2003
J.P. Morgan Futures Hong Kong Limited	RE	2	01 April 2003	18 July 2003