SFC Licences of HO Shuk Gee, Esther 何淑姿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	6	26 February 2018	31 May 2023
Merrill Lynch Far East Limited	RO	6	14 February 2012	15 March 2017
Merrill Lynch Far East Limited	RO	4	14 February 2012	15 March 2017
Merrill Lynch Far East Limited	RO	1	14 February 2012	15 March 2017
Merrill Lynch (Asia Pacific) Limited	RO	6	14 February 2012	15 March 2017
Merrill Lynch (Asia Pacific) Limited	RO	4	14 February 2012	15 March 2017
Merrill Lynch (Asia Pacific) Limited	RO	1	14 February 2012	15 March 2017
Merrill Lynch Far East Limited	RE	6	24 April 2007	14 February 2012
Merrill Lynch Far East Limited	RE	4	24 April 2007	14 February 2012
Merrill Lynch Far East Limited	RE	1	24 April 2007	14 February 2012
Merrill Lynch (Asia Pacific) Limited	RE	6	24 April 2007	14 February 2012
Merrill Lynch (Asia Pacific) Limited	RE	4	24 April 2007	14 February 2012
Merrill Lynch (Asia Pacific) Limited	RE	1	24 April 2007	14 February 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	14 April 2005	14 March 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	02 June 2004	14 March 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	02 June 2004	14 March 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	4	01 April 2003	26 July 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	6	01 April 2003	26 July 2003
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	9	01 April 2003	20 May 2003