SFC Licences of KIM Yong Chan 金容賛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RO 2 10 July 2020 12 April 2022
Merrill Lynch Far East Limited RO 1 10 July 2020 12 April 2022
Merrill Lynch (Asia Pacific) Limited RO 1 10 July 2020 12 April 2022
Merrill Lynch Far East Limited RE 2 23 January 2017 10 July 2020
Merrill Lynch Far East Limited RE 1 23 January 2017 10 July 2020
Merrill Lynch (Asia Pacific) Limited RE 1 23 January 2017 10 July 2020
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 10 January 2012
Morgan Stanley Hong Kong Securities Limited RE 1 14 December 2005 10 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 09 August 2004 10 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 August 2004 10 January 2012
Morgan Stanley Hong Kong Futures Limited RE 7 09 August 2004 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 09 August 2004 06 December 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 01 April 2003 28 July 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 01 April 2003 16 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 9 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 01 April 2003 08 January 2004