SFC Licences of KIM Yong Chan 金容賛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RO | 2 | 10 July 2020 | 12 April 2022 |
Merrill Lynch Far East Limited | RO | 1 | 10 July 2020 | 12 April 2022 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 10 July 2020 | 12 April 2022 |
Merrill Lynch Far East Limited | RE | 2 | 23 January 2017 | 10 July 2020 |
Merrill Lynch Far East Limited | RE | 1 | 23 January 2017 | 10 July 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 January 2017 | 10 July 2020 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 10 January 2012 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 14 December 2005 | 10 January 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 09 August 2004 | 10 January 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 August 2004 | 10 January 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 09 August 2004 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 09 August 2004 | 06 December 2010 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 28 July 2004 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 16 April 2004 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |