SFC Licences of TAM Chung Fai, Josiah 譚仲暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Capula Investment Management Asia Limited	RE	1	16 October 2023
Capula Investment Management Asia Limited	RE	9	09 October 2023
Capstone Investment Advisors (HK) Limited	RO	9	07 July 2023	14 July 2023
Capstone Investment Advisors (HK) Limited	RE	9	28 July 2022	07 July 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	12 August 2019	30 June 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	12 August 2019	30 June 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	15 September 2011	08 May 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	15 May 2008	08 May 2019
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	15 May 2008	30 December 2011
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司	RE	1	15 May 2008	30 December 2011
Merrill Lynch Futures (Hong Kong) Limited	RE	2	31 August 2005	07 February 2008
Merrill Lynch Far East Limited	RE	1	31 August 2005	07 February 2008
Merrill Lynch (Asia Pacific) Limited	RE	1	31 August 2005	07 February 2008