SFC Licences of TAM Chung Fai, Josiah 譚仲暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capstone Investment Advisors (HK) Limited RE 9 28 July 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 12 August 2019 30 June 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 12 August 2019 30 June 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 08 May 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 15 May 2008 08 May 2019
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 15 May 2008 30 December 2011
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 15 May 2008 30 December 2011
Merrill Lynch Futures (Hong Kong) Limited RE 2 31 August 2005 07 February 2008
Merrill Lynch Far East Limited RE 1 31 August 2005 07 February 2008
Merrill Lynch (Asia Pacific) Limited RE 1 31 August 2005 07 February 2008