SFC Licences of CHU Hung 朱紅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 21 February 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 September 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 24 September 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 30 December 2010 25 June 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 30 December 2010 25 June 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 07 November 2008 05 January 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 07 November 2008 05 January 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 05 September 2008 05 January 2010
Credit Suisse Futures (Hong Kong) Limited RE 7 05 September 2008 24 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 05 September 2008 24 November 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 07 August 2008 05 January 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 07 August 2008 05 January 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 08 August 2005 25 April 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 24 January 2005 01 August 2005
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RE 4 01 April 2003 31 March 2005
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RE 6 01 April 2003 16 January 2004
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RE 9 01 April 2003 16 January 2004