SFC Licences of TANG Ming Yuen 鄧鳴遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 29 March 2021 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 29 March 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 21 April 2004 | 19 November 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 22 April 2003 | 03 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 April 2003 | 03 March 2021 |