SFC Licences of CHAN Wing Han, Ivy 陳詠嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 16 January 2015 | 31 December 2016 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 16 January 2015 | 31 December 2016 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 20 September 2007 | 31 December 2016 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 20 September 2007 | 31 December 2016 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 07 November 2006 | 20 January 2007 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 07 November 2006 | 20 January 2007 |
| Network Financial Services Limited 萬匯理財策劃有限公司 | RE | 4 | 09 September 2005 | 28 August 2006 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 14 July 2003 | 18 February 2005 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 14 July 2003 | 18 February 2005 |