SFC Licences of WONG Kin Fai 王健輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 RO 4 10 January 2023
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 RO 1 10 January 2023
Business Securities Limited 東信證券有限公司 RO 4 18 June 2020 30 June 2022
Business Securities Limited 東信證券有限公司 RO 1 18 June 2020 30 June 2022
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RE 9 20 March 2015 23 October 2018
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 9 19 September 2008 30 April 2019
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 4 19 September 2008 30 April 2019
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 9 11 March 2008 28 February 2013
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 9 11 March 2008 30 September 2011
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 25 February 2008 30 April 2019
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 5 25 February 2008 28 February 2013
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 2 25 February 2008 28 February 2013
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 4 25 February 2008 30 September 2011
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 1 25 February 2008 30 September 2011